Financial West Investment Group, Inc.
was founded in 1985. We are a growing firm with over 375
registered sales representatives supervised by 44
Offices of Supervisory Jurisdiction throughout the
United States. Financial West Group is a FINRA, and SIPC
member and SEC Registered Investment Advisor (over $1
billion under control) that offers a full range of
financial products and services. Our corporate office 32
member staff is dedicated to providing our registered
representatives quality service and technology to allow
them to focus on best servicing their investors needs.
We offer:
General Securities
Fixed Income Trading
Full Service Insurance Department
Secondary Market for Limited Partnerships
Syndicate Desk
Investment Banking/Corporate Finance
Registered Investment Advisory Department
Public/Private Direct Participation Program
We are proud to be affiliated with the following firms
who help us provide our brokers and their customers with
the best service in the industry.
Clearing:
National Financial Services, LLC (NFS)
Banking:
Wells Fargo Bank, Thousand Oaks, CA
Accounting:
Lederman, Zeidler, Gray & Co., LLP
Corporate Counsel: Edward S. Zusman -
Markun, Zusman & Compton LLP, San Francisco, CA
Jeffers, Mangels, Butler, & Marmaro LLP, Los Angeles, CA
Financial West Group is registered in all 50 States. |
